Sr. Compliance Analyst – Asset Management

Robert Half
Published
September 13, 2020
Location
San Francisco, CA
Category
Job Type

Description

Ref ID: 00412-0011557270

Classification: Sr. Compliance Analyst

Compensation: $42.75 to $49.50 hourly

Our client, a well regarded investment firm in San Francisco is looking to immediately onboard a compliance contractor. The compliance professional with oversees a multitude of different compliance projects and processes for the Director of Compliance. Most notably you will:

-Assist with issuer trading restriction (and de-restriction) processes including maintaining restricted trading lists;
-Assist with the oversight of the use of “expert network” firms.
-Draft compliance memos, agendas, meeting notes, minutes and other documents;
-Work with third-party compliance consultants in connection with their annual review of Global Credit advisors;
-Assist in the management of examinations and audits by regulatory authorities, as needed;

Please reach out to [Click Here to Email Your Resumé] for more details

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